This series contains documents within the YPFS Resource Library. Audio and video resources are also available.
Documents from 2004
NASD Fines Piper Jaffray $2.4 Million for IPO Spinning, Financial Industry Regulatory Authority, Inc. (FINRA): National Association of Securities Dealers, Inc. (NASD)
Transmittal to Citibank of OCC Findings on Derivatives Examination from Frake to Tremain, Ronald Frake
Fussing and Fuming Over Fannie and Freddie: How Much Smoke, How Much Fire?, W. Scott Frame and Lawrence J. White
Regulating Housing GSEs: Thoughts on Institutional Structure and Authorities, W. Scott Frame and Lawrence J. White
Indonesia's Banking Crisis: A New Perspective on $50 Billion of Losses, Olivier Frècaut
FBI warns of mortgage fraud 'epidemic' (CNN), Terry Frieden
Indonesian Banking Crisis: The Anatomy of Crisis and Bank Restructuring, I Putu Gede Ary Suta, Soebowo Musa, and Perry Barman Slangor
Office of Thrift Supervision comments on S7-21-03, James E. Gilleran
Abacus 2004-2 CDO Term Sheet, Goldman Sachs
Abacus 2004-3 CDO Offering Circular, Goldman Sachs
Sierra Madre Funding CDO Offering Circular, Goldman Sachs
Davis Square Funding III CDO Offering Circular, Goldman Sachs and Crèdit Agricole Corporate and Investment Bank/CALYON
Decret n °2004-963 du 9 septembre 2004 portant creation du service a competence nationale Agence des participations de l'Etat., Government of France
Décret n°2004-963 du 9 septembre 2004 portant création du service à compétence nationale Agence des participations de l'Etat., Government of France
Indonesia Law 24/2004 Concerning Deposit Insurance Corporation, Government of Indonesia
Law Concerning Special Measures for Strengthening Financial Functions, Government of Japan
ANNUAL REPORT 2004, Government of Japan: Deposit Insurance Corporation
金融機能強化審査会議事録, Government of Japan: Financial Function Enhancement Examination Committee
Remarks by Chairman Alan Greenspan At the Meetings of the American Economic Association On isk and Uncertainty in Monetary Policy, Alan Greenspan
Testimony of Alan Greenspan Before the Committee on Financial Services on Monetary Policies, Alan Greenspan
Testimony of Chairman Alan Greenspan Before the Committee on Banking, Housing, and Urban Affairs, U.S. Senate, Alan Greenspan
Argentina’s Banking System: Restoring Financial Viability, Joaquin G. Gutierrez and Fernando Montes-Negret
Funding the Business Plan 2004-2008, Halifax Bank of Scotland
The Role of KAMCO in Resolving Nonperforming Loans in the Republic of Korea, Dong He
Realignment of local lenders said pivotal, Ko Hirano
How to Fix a Bank, Revisited, Tom Holland
Letter from Dougalz Holtz-Eakin to Richard Shelby Regarding Updated Estimates of the Subsidies to the Housing GSE, Douglas Holtz-Eakin
Cap. 581 Deposit Protection Scheme Ordinance, Hong Kong: Legislative Council
Deposit Protection Scheme Ordinance, Hong Kong Monetary Authority
Financial regulation in Japan: a sixth year review of the Financial Services Agency, Takeo Hoshi and Takatoshi Ito
Japan's Financial Crisis and Economic Stagnation, Takeo Hoshi and Anil K. Kashyap
Solutions to the Japanese Banking Crisis: What might work and what definitely will fail, Takeo Hoshi and Anil K. Kashyap
Issues in the Establishment of Asset Management Companies, Stefan Ingves, Steven Seelig, and Dong He
Global Financial Stability Report Market Developments and Issues; Chapter II Global Financial Market Developments, International Monetary Fund (IMF)
Staff Country Reports: Indonesia: Selected Items, International Monetary Fund (IMF)
Thailand: Selected Issues 2004, International Monetary Fund (IMF)
The IMF and Argentina, 1991–2001, International Monetary Fund (IMF)
United States: 2002 Article IV Consultation-Staff Report, International Monetary Fund (IMF)
The Late 1990s Financial Crisis in Ecuador: Institutional Weaknesses, Fiscal Rigidities, and Financial Dollarization at Work, International Monetary Fund (IMF): Monetary and Financial Systems Department
FRBNY Letter from Joan Johnson to Michelle Sims Re examination letter report conducted by examiners for the Federal Reserve Bank of New York, Joan Johnson and Homer Hill III
FRBNY Letter from Joan Johnson to Michelle Sims Re inspection report, Joan Johnson and Homer Hill III
Does Central Bank Independence Matter in Russia?, Juliet Johnson
金融システム安定化のための 公的資金注入の経緯と現状, Haruko Kamakura
Kaupthing Offering Circular, Kaupthing Bank HF.
Alternatives to blanket guarantees for containing a systemic crisis, Daniela Klingebiel
Resolving Systemic Financial Crises: Policies and Institutions, Daniela Klingebiel, Stijn Claessens, and Luc Laeven
The Economic Crisis and Restructuring in Korea, Korea Development Institute
Financial and Fiscal Policies for Economic Sustainability in Mongolia, Korea Development Institute and Korea International Cooperation Agency (KOICA)
The Effect of Mortgage Broker Compensation Disclosures on Consumers and Competition: A Controlled Experiment, James M. Lacko and Janis K. Pappalardo
Lehman Brothers Code of Ethics, Lehman Brothers Holdings Inc.
Financial Globalization and Korea's Post-Crisis Reform: A Political Economy Perspective, Wonhyuk Lim and Joonho Hahm
The Longer Term Refinancing Operations of the ECB, Tobias Linzert, Dieter Nautz, and Ulrich Bindseil
Drought of CDO, Colleen Marie O'Connor
Jupiter High-Grade CDO Pitchbook, Maxim Advisory LLC
Countrywide McMurry Email re Credit Risk, John McMurray
Cascade Funding 1 CDO Offering Circular, Merrill Lynch International
Cascade Funding 1 CDO Term Sheet, Merrill Lynch International
Crystal Cove CDO Offering Circular, Merrill Lynch International
Dunhill CDO Offering Circular, Merrill Lynch International
Dunhill CDO Term Sheet, Merrill Lynch International
E trade III CDO Term Sheet, Merrill Lynch International
Glacier Funding I CDO Offering Circular, Merrill Lynch International
Glacier Funding I CDO Term Sheet, Merrill Lynch International
Glacier Funding II CDO Offering Circular, Merrill Lynch International
Glacier Funding II CDO Term Sheet, Merrill Lynch International
Independence V CDO Term Sheet, Merrill Lynch International
Jupiter High-Grade CDO Offering Circular, Merrill Lynch International
Jupiter High-Grade CDO Term Sheet, Merrill Lynch International
Lakeside II CDO Term Sheet, Merrill Lynch International
Lakeside II CDO Offering Circular, Merrill Lynch International and Bear Stearns Companies, Inc.
E trade III CDO Offering Circular, Merrill Lynch International and United Capital Markets Inc.
Chapter 4: The 'Jusen' Problem, Curtis Milhaupt and Mark West
The Norwegian banking crisis, Thorvald G. Moe, Jon A. Solheim, and Bent Vale
The Norwegian Banking Crisis, Thorvald Moe, Jon Solheim, and Bent Vale
Moody's Corporation 2003 10-K, Moody's Investor Service
Countrywide Email from Mozilo to Kurland and McLaughlin re Subprime Residuals, Angelo Mozilo
CountryWide Fourth Quarter 2003 Earnings Call Trancript, Angelo Mozilo, Bob Napoli, Stanford L. Kurland, Mike McMahon, Keith McLaughlin, Eric Wasserstrom, David Sambol, Brad Ball, Angeloe Mazilo, Mike Vinciquerra, Jonathan Gray, Bruce Harting, Paul Miller, Robert Hottensen, Vincent Daniel, Ed Groshans, Joel Houck, Lawrence Kam, Matthew Lindenbaum, and Hai Vu
New Century 2003 10-K, New Century Financial Corporation
Fed Assesses Citigroup Unit $70 million in loan abuse, Timothy L. O'Brien
Glass-Steagall: The American Nightmare that Became the Israeli Dream, Ehud Ofer
Crystal Cove CDO Pitchbook, Pacific Investment Management Company LLC
Annual Report 2004, Pengurusan Danaharta Nasional Berhad
OFHEO Memorandum from Perkins Re 2003 Fannie Mae Examination Activity Exceptions, Marietta Perkins
Lehman Brothers Letter to the SEC, Joseph Polizzotto and David A. DeMuro
AIG Memo from Robert Powell to Kevin McGinn re Credit Derivative Transaction with lona, Robert Powell
Deposit Insurance Corporation Law, President of the Republic of Indonesia
Government to Phase Out Deposit Insurance Scheme, Reuters Staff
Bank of Russia Bulletin No. 25 (749), Russian Federation: Central Bank of the Russian Federation
Analysing Growth in Burkina Faso over the Last Four Decades, Kimseyinga Savadogo, Siaka Coulibaly, and Coleen A. McCracken
Finance of Industry in Hong Kong 1950– 70: A Case of Market Failure?, Catherine R. Schenk
Countrywide Adding Staff to Boost Purchase Share, Jody Shenn
AIG Memo from William Shirley to Robert Lewis regarding Transaction Approval of Merrill Lynch Credit Derivative, William Shirley
Moodys Email From Jay Siegel Regarding Revised Silent Second, Jay Siegel
Moodys Email from Jay Siegel Regarding the Interim Rule, Jay Siegel
Moodys Email from Jay Siegel Regarding Benefit For SQ1 Servicer, Jay Siegel, Warren Kornfeld, Wen Zhang, Shelly Garg, and Wioletta Frankowicz
The Scope of Monetary Policy Actions Authorized under the Federal Reserve Act, David H. Small and James Clouse
OCC Findings from Staehle to Frake Regarding Fixed Income Derivatives Examination, Daniel C. Staehle
Russian Banking since the Crisis of 1998, Alfred Steinherr
The Impact of the Crisis – Decline and Recovery, Joseph J. Stern