The Lehman Brothers Bankruptcy
Submissions from 2019
The Lehman Brothers Bankruptcy A: Overview, Rosalind Z. Wiggins, Thomas Piontek, and Andrew Metrick
The Lehman Brothers Bankruptcy B: Risk Limits and Stress Tests, Rosalind Z. Wiggins and Andrew Metrick
The Lehman Brothers Bankruptcy C: Managing the Balance Sheet Through the Use of Repo 105, Rosalind Z. Wiggins and Andrew Metrick
The Lehman Brothers Bankruptcy D: The Role of Ernst & Young, Rosalind Z. Wiggins, Rosalind L. Bennett, and Andrew Metrick
The Lehman Brothers Bankruptcy E: The Effects on Lehman’s U.S. Broker-Dealer, Rosalind Z. Wiggins and Andrew Metrick
The Lehman Brothers Bankruptcy F: Introduction to the ISDA Master Agreement, Christian M. McNamara and Andrew Metrick
The Lehman Brothers Bankruptcy G: The Special Case of Derivatives, Rosalind Z. Wiggins and Andrew Metrick
The Lehman Brothers Bankruptcy H: The Global Contagion, Rosalind Z. Wiggins and Andrew Metrick
Documents from 2014
Affirmation of Kevin C. McDonough In Support of Verified Petition to Confirm Arbitration Award, Supreme Court of the State of New York
American Institute of Certified Public Accountants Code of Professional Conduct, American Institute of Certified Public Accountants (AICPA)
Enhanced Prudential Standards for Bank Holding Companies and Foreign Banking Organizations; Final Rule, Federal Reserve System
Ernst & Young Global Review 2014, Ernst & Young (EY LLP)
Financial Crisis Timeline, Federal Reserve System: Federal Reserve Bank of St. Louis
ISDA 2014 Resolution Stay Protocol, International Swap Dealers Association, Inc. (ISDA)
ISDA Resolution Stay Protocol Overview, International Swap Dealers Association, Inc. (ISDA)
Lehman Settles Freddie Mac Claim for $767 Million, Erik Larson
Overview of U.S. & EU OTC Derivatives Regulator Reforms, International Swap Dealers Association, Inc. (ISDA)
Statement by the CFTC and the European Commission on Progress Relating to the Implementation of the 2013 Path Forward Statement, United States: Commodity Futures Trading Commission (CFTC)
Statistical Release: OTC Derivatives Statistics as of June, Bank for International Settlements (BIS)
The Failure Resolution of Lehman Brothers, Michael J. Fleming and Asani Sarkar
The Lehman Brothers Bankruptcy G: The Special Case of Derivatives, Rosalind Z. Wiggins and Andrew Metrick
The Orderly Liquidation Authority: Friend or Foe?, S. Ari Mushell
The People of the State of New York by Eric T. Schneiderman - Against - Ernst & Young LLP, Supreme Court of the State of New York
The Review of Securities & Commodities Regulation, Tucker Servidio and Taylor Servidio
Documents from 2013
A Dodd-Frank Derivatives Update, Morrison and Foerster LLP
Brokers Dealers: New Focus on Financial Responsibility, PricewaterhouseCoopers (PWC)
Financial Firm Bankruptcy and Contagion, Jean Helwege and Gaiyan Zhang
Financial Regulatory Reform, United States: Government Accountability Office (GAO)
Financial Responsibility Rules for Broker-Dealers, United States: Securities and Exchange Commission (SEC)
Letter From Bank of England to ISDA Chairman Stephen O'Connor, Stephen O'Connor
PCAOB Rulemaking Docket Matter No. 034, Public Company Accounting Oversight Board (PCAOB)
Rulemaking Docket Matter No. 034, Deloitte & Touche LLP
SEC Adopts Amendments to Financial Responsibility Rules for Broker-Dealers, United States: Securities and Exchange Commission (SEC)
SEC Complaint 2013, United States: Securities and Exchange Commission (SEC)
Stipulation of Settlement and Release, United States District Court: Southern District of New York
Swap Reporting: Who and When?, Annette L. Nazareth and Gabriel D. Rosenberg
Documents from 2012
An Examination of Lehman Brothers' Derivatives Portfolio Postbankruptcy Would Dodd- Frank Have Made a Difference?, Kimberly Summe
Bank behaviour and risks in CHAPS following the collapse of Lehman Brothers, Evangelos Benos, Rodney Garratt, and Peter Zimmerman
Credit Contagion Channels: Market Microstructure Evidence from Lehman Brothers' Bankruptcy, Bidisha Chakrabarty and Gaiyan Zhang
Federal Reserve Bank of New York Staff Reports on Shadow Banking, Pozsar Zoltan
Interconnectedness and Contagion, Hal S. Scott
ISDA August 2012 DF Protocol Agreement, International Swap Dealers Association, Inc. (ISDA)
Lomas v JFB Firth Rixson Inc., Lehman Brothers Holdings Inc.
Protecting Investors through Independent, High Quality Audits, Jeanette M. Franzel
Report & Recommendations of the SIPC Modernization Task Force, Securities Investor Protection Corporation (SIPC)
SEC Staff Ends Probe of Lehman Without Finding Fraud, Joshua Gallu
Securitized Banking and the Run on Repo, Gary B. Gorton and Andrew Metrick
Staff Audit Practice Alert No. 10, Public Company Accounting Oversight Board (PCAOB)
Statistical Release: OTC Derivatives Statistics at End-December, Bank for International Settlements (BIS)
The Content of Accounting Standards: Principles Versus Rules, Michael E. Bradbury and Laura B. Shroder
The Dodd-Frank Wall Street Reform and Consumer Protection Act: Title VII, Derivatives, Rena Miller and Kathleen Ann Ruane
The Financial Crisis of 2007-2009, Gary B. Gorton and Andrew Metrick
Documents from 2011
Accounting Standards Update: Transfers and Servicing, Financial Accounting Standards Board (FASB)
Dodd-Frank Would Have Rescued Lehman Creditors, FDIC Says, Meera Louis
FCIC Final Report - Chapter 18: September 2008: The Bankruptcy of Lehman, United States: Financial Crisis Inquiry Commission (FCIC)
International Accounting Standard 39 Financial Instruments: Recognition and Measurement, International Accounting Standards Board (IASB)
Misconceptions About Lehman Brothers' Bankruptcy And The Role Derivatives Played, Kimberly Summe
One Problem, Three Fixes, Bruce Pounder
Parallel Regimes: Bankruptcy and Dodd-Frank's Orderly Liquidation Authority, Matt Saldana
Regulating Systemic Risk: Towards An Analytical Framework, Anabtawai Iman and Steven L. Schwarcz
Resolution of Failed Financial Institutions: Orderly Liquidation Authority and a New Chapter 14, Thomas H. Jackson, Kenneth E. Scott, Kimberly Summe, and John B. Taylor
Statement on Auditor's Reporting Model, Daniel L. Goelzer
The Collateral Squeeze of 2008, William Allen and Richhild Moessner
The Orderly Liquidation of Lehman Brothers Holdings Inc. Under the Dodd-Frank Act, United States: Federal Deposit Insurance Corporation (FDIC)
The Role Of The Accounting Profession In Preventing Another Financial Crisis, Anton R. Valukas
Too Much Discretion To Succeed: Why a Modified Bankruptcy Code is Preferable to Title II of the Dodd-Frank Act, James H. M. Sprayregen and Stephen E. Hessler
Documents from 2010
An Ernst & Young Response to Audit Committee Member, Ernst & Young (EY LLP)
Antoncic, Madelyn - Audio Interview with FCIC, Madelyn Antoncic
Commission Guidance on Presentation of Liquidity and Capital Resources Disclosures in Management's Discussion and Analysis, United States: Securities and Exchange Commission (SEC)
Discussion of Selected Accounting Guidance Relevant to Lehman Accounting Practices, Robert H. Herz
Lehman Brothers and Washington Mutual Show Too Big to Fail is a Myth, David G. Tarr
Lehman Brothers Examiner's Report: Volume 1, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 2, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 3, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 4, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 5, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 6, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 7, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 8, Anton R. Valukas
Lehman Brothers Examiner's Report: Volume 9, Anton R. Valukas
Lehman Brothers: Peeking Under the Board Facade, David Larcker and Brin Tayan
Lessons Learned from the Lehman Bankruptcy, Kimberly Summe
Operations Review Report & Transmittal Letter, Federal Reserve System: Board of Governors, William Dudley, Sandra F. Braunstein, and Patrick M. Parkinson
Policy Perspectives On OTC Derivatives Market Infrastructure, Darrell Duffie
Public Policy Issues Raised by the Report of the Lehman Bankruptcy Examiner, Anton R. Valukas
Regulatory Reform: Term Auction Facility (TAF), Federal Reserve System
Repeal the Safe Harbors, Stephen Lubben
Short-Term Borrowings Disclosure, United States: Securities and Exchange Commission (SEC)
SIPA Trustee's Preliminary Investigative Report and Recommendations, James W. Giddens
Statement before the Financial Crisis Inquiry Commission on Causes of the Recent Financial & Economic Crisis, Ben S. Bernanke
Statement By Thomas C. Baxter, Jr., Thomas C. Baxter Jr.
Statement By Thomas H. Cruikshank To House Financial Services Committee, Thomas Cruikshank
Statement by William K. Black, William K. Black
TERM AUCTION FACILITY DATA DEFINITIONS, Federal Reserve System
The Subprime Credit Crisis And Contagion In Financial Market, Francis Longstaff
Documents from 2009
2009 ISDA Derivatives Usage Survey, International Swap Dealers Association, Inc. (ISDA)
Credit Default Swap Auctions, Jean Helwege, Samuel Maurer, Asani Sarkar, and Yuan Wang
Financial Crisis Inquiry Commission Closed Session with Ben Bernanke, Ben S. Bernanke
From Turmoil to Crisis: Dislocations in the FX Swap Market Before and After the Failure of the Lehman Brothers, Naohiko Baba and Frank Packer