JPMorgan Chase London Whale

 

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Submissions from 2020

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JPMorgan Chase London Whale Z: Background & Overview, Arwin G. Zeissler, Rosalind Bennett, and Andrew Metrick

Submissions from 2019

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JPMorgan Chase London Whale A: Risky Business, Arwin G. Zeissler, Daisuke Ikeda, and Andrew Metrick

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JPMorgan Chase London Whale B: Derivatives Valuation, Arwin G. Zeissler and Andrew Metrick

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JPMorgan Chase London Whale C: Risk Limits, Metrics, and Models, Arwin G. Zeissler and Andrew Metrick

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JPMorgan Chase London Whale D: Risk-Management Practices, Arwin G. Zeissler and Andrew Metrick

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JPMorgan Chase London Whale E: Supervisory Oversight, Arwin G. Zeissler and Andrew Metrick

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JPMorgan Chase London Whale F: Required Securities Disclosures, Arwin G. Zeissler, Giulio Girardi, and Andrew Metrick

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JPMorgan Chase London Whale G: Hedging Versus Proprietary Trading, Arwin G. Zeissler and Andrew Metrick

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JPMorgan Chase London Whale H: Cross-Border Regulation, Arwin G. Zeissler and Andrew Metrick

Documents from 2013

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An International Review of OCC's Supervision of Large and Midsize Institutions, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)

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CFTC Files and Settles Charges Against JPMorgan Chase Bank, N.A., for Violating Prohibition on Manipulative Conduct In Connection with “London Whale"Swaps Trades, United States: Commodity Futures Trading Commission (CFTC)

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Commodity Futures Trading Commission Settlement Agreement, United States: Commodity Futures Trading Commission (CFTC)

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Consent Order for a Civil Money Penalty, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)

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Federal Reserve Board on JP Morgan Press Release, Federal Reserve System: Board of Governors

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Final Rules to Implement the "Volcker Rule", Federal Reserve System: Board of Governors

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Final Volcker Rule, Davis Polk & Wardwell LLP

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JP Morgan Chase Agrees to Pay $200 Million and Admits Wrongdoing to Settle SEC Charges, United States: Securities and Exchange Commission (SEC)

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JP Morgan Chase Bank N.A Fined for Serious Failings, Financial Conduct Authority (FCA)

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JPMorgan Chase Whale Trades: A Case History of Derivatives Risks & Abuses:EXHIBITS, U.S. Senate

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JP Morgan Chase Whale Trades: A Case History of Derivatives Risks and Abuses, U.S. Congress: Senate: Committee on Homeland Security and Governmental Affairs and Permanent Subcommittee on Investigations

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JP Morgan Final Notice, Financial Conduct Authority (FCA)

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Markit Credit Indices A Primer, IHS Markit Ltd.

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OCC Consent Order, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)

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Order of Assessment of a Civil Money Penalty Issued Upon Consent Pursuant to the Federal Deposit Insurance Act, as Amended, Federal Reserve System: Board of Governors

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Report of JPMorgan Chase & Co. Management Task Force Regarding 2012 CIO Losses, JPMorgan Chase & Co.

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SEC Charges Two JPMorgan Traders with Fraudently Overvaluing Investments to Conceal Losses, United States: Securities and Exchange Commission (SEC)

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SEC Settlement Agreement 2013, United States: Securities and Exchange Commission (SEC) and JPMorgan Chase & Co.

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Testimony of the Office of the Comptroller of the Currency before the US Senate, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)

Documents from 2012

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Comment Letter on the Rulemaking Implementing Section 619 of Dodd-Frank Wall Street Reform, JPMorgan Chase & Co. and Barry Zubrow

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JP Morgan 2012 8-K Form, JPMorgan Chase & Co.

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JP Morgan 2012 Form 10-Q/A, JPMorgan Chase & Co.

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JP Morgan Business Update Call, JPMorgan Chase & Co. and Jamie Dimon

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JP Morgan Chase & Co Form 8-K, JPMorgan Chase & Co.

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JP Morgan Form 10-K 2011, JPMorgan Chase & Co.

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JP Morgan Form 2012 10-Q, JPMorgan Chase & Co.

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JP Morgan Proxy Statement, JPMorgan Chase & Co.

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Testimony of Thomas J. Curry Comptroller of the Currency before the Financial Services Committee, Thomas J. Curry

Documents from 2011

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Financial Services Authority Annual Report, United Kingdom: Financial Services Authority

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Financial Services Authority History, United Kingdom: Financial Services Authority

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OCC Annual Report for Fiscal Year 2011, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)

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Report to Congressional Committees: Proprietary Trading, United States: Government Accountability Office (GAO)

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SEC Annual Report 2011, United States: Securities and Exchange Commission (SEC)

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Supervisory Guidance on Model Risk Management, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC) and Federal Reserve System

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The OCC's Strategic Plan (Fiscal Years 2012-2016), United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)

Documents from 2010

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Federal Reserve Press Release, Federal Reserve System: Board of Governors

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JP Morgan 2010 10-K Form, JPMorgan Chase & Co.

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SEC Strategic Plan Fiscal Years 2010-2015, United States: Securities and Exchange Commission (SEC)

Documents from 2008

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Response of the Office of Chief Counsel Division of Investment Management, United States: Securities and Exchange Commission (SEC)

Documents from 1998

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Bank Of England Memorandum Of Understanding 1998, Bank of England/Central Bank of the United Kingdom

Documents from 1900

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OCC Assesses $300 Million Civil Money Penalty Against JPMorgan Chase, N.A., Related to Derivatives Trading Activity, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)

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Proprietary Trading And Certain Interests In And Relationships With Covered Funds, United States: Federal Deposit Insurance Corporation (FDIC)

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Value at Risk: Parametric Method, Monte Carlo Simulation, Historical Simulation, RiskMetrics Group