JPMorgan Chase London Whale
Submissions from 2020
JPMorgan Chase London Whale Z: Background & Overview, Arwin G. Zeissler, Rosalind Bennett, and Andrew Metrick
Submissions from 2019
JPMorgan Chase London Whale A: Risky Business, Arwin G. Zeissler, Daisuke Ikeda, and Andrew Metrick
JPMorgan Chase London Whale B: Derivatives Valuation, Arwin G. Zeissler and Andrew Metrick
JPMorgan Chase London Whale C: Risk Limits, Metrics, and Models, Arwin G. Zeissler and Andrew Metrick
JPMorgan Chase London Whale D: Risk-Management Practices, Arwin G. Zeissler and Andrew Metrick
JPMorgan Chase London Whale E: Supervisory Oversight, Arwin G. Zeissler and Andrew Metrick
JPMorgan Chase London Whale F: Required Securities Disclosures, Arwin G. Zeissler, Giulio Girardi, and Andrew Metrick
JPMorgan Chase London Whale G: Hedging Versus Proprietary Trading, Arwin G. Zeissler and Andrew Metrick
JPMorgan Chase London Whale H: Cross-Border Regulation, Arwin G. Zeissler and Andrew Metrick
Documents from 2014
Comparison of New EU Proposals on Proprietary Trading and Ring-Fencing Against US, UK, French and German, Shearman & Sterling LLP
Principles for Effective Supervisory Colleges, Basel Committee on Banking Supervision (BCBS)
Documents from 2013
An International Review of OCC's Supervision of Large and Midsize Institutions, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)
CFTC Files and Settles Charges Against JPMorgan Chase Bank, N.A., for Violating Prohibition on Manipulative Conduct In Connection with “London Whale"Swaps Trades, United States: Commodity Futures Trading Commission (CFTC)
Commodity Futures Trading Commission Settlement Agreement, United States: Commodity Futures Trading Commission (CFTC)
Consent Order for a Civil Money Penalty, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)
Federal Reserve Board on JP Morgan Press Release, Federal Reserve System: Board of Governors
Final Rules to Implement the "Volcker Rule", Federal Reserve System: Board of Governors
Final Volcker Rule, Davis Polk & Wardwell LLP
JP Morgan Chase Agrees to Pay $200 Million and Admits Wrongdoing to Settle SEC Charges, United States: Securities and Exchange Commission (SEC)
JP Morgan Chase Bank N.A Fined for Serious Failings, Financial Conduct Authority (FCA)
JPMorgan Chase Whale Trades: A Case History of Derivatives Risks & Abuses:EXHIBITS, U.S. Senate
JP Morgan Chase Whale Trades: A Case History of Derivatives Risks and Abuses, U.S. Congress: Senate: Committee on Homeland Security and Governmental Affairs and Permanent Subcommittee on Investigations
JP Morgan Final Notice, Financial Conduct Authority (FCA)
Markit Credit Indices A Primer, IHS Markit Ltd.
OCC Consent Order, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)
Order of Assessment of a Civil Money Penalty Issued Upon Consent Pursuant to the Federal Deposit Insurance Act, as Amended, Federal Reserve System: Board of Governors
Report of JPMorgan Chase & Co. Management Task Force Regarding 2012 CIO Losses, JPMorgan Chase & Co.
SEC Charges Two JPMorgan Traders with Fraudently Overvaluing Investments to Conceal Losses, United States: Securities and Exchange Commission (SEC)
SEC Settlement Agreement 2013, United States: Securities and Exchange Commission (SEC) and JPMorgan Chase & Co.
Testimony of the Office of the Comptroller of the Currency before the US Senate, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)
Documents from 2012
Comment Letter on the Rulemaking Implementing Section 619 of Dodd-Frank Wall Street Reform, JPMorgan Chase & Co. and Barry Zubrow
JP Morgan 2012 8-K Form, JPMorgan Chase & Co.
JP Morgan 2012 Form 10-Q/A, JPMorgan Chase & Co.
JP Morgan Business Update Call, JPMorgan Chase & Co. and Jamie Dimon
JP Morgan Chase & Co Form 8-K, JPMorgan Chase & Co.
JP Morgan Form 10-K 2011, JPMorgan Chase & Co.
JP Morgan Form 2012 10-Q, JPMorgan Chase & Co.
JP Morgan Proxy Statement, JPMorgan Chase & Co.
Testimony of Thomas J. Curry Comptroller of the Currency before the Financial Services Committee, Thomas J. Curry
Documents from 2011
Financial Services Authority Annual Report, United Kingdom: Financial Services Authority
Financial Services Authority History, United Kingdom: Financial Services Authority
OCC Annual Report for Fiscal Year 2011, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)
Report to Congressional Committees: Proprietary Trading, United States: Government Accountability Office (GAO)
SEC Annual Report 2011, United States: Securities and Exchange Commission (SEC)
Supervisory Guidance on Model Risk Management, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC) and Federal Reserve System
The OCC's Strategic Plan (Fiscal Years 2012-2016), United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)
Documents from 2010
Federal Reserve Press Release, Federal Reserve System: Board of Governors
JP Morgan 2010 10-K Form, JPMorgan Chase & Co.
SEC Strategic Plan Fiscal Years 2010-2015, United States: Securities and Exchange Commission (SEC)
Documents from 2008
Response of the Office of Chief Counsel Division of Investment Management, United States: Securities and Exchange Commission (SEC)
Documents from 1998
Bank Of England Memorandum Of Understanding 1998, Bank of England/Central Bank of the United Kingdom
Documents from 1900
OCC Assesses $300 Million Civil Money Penalty Against JPMorgan Chase, N.A., Related to Derivatives Trading Activity, United States: Department of the Treasury: Office of the Comptroller of the Currency (OCC)
Proprietary Trading And Certain Interests In And Relationships With Covered Funds, United States: Federal Deposit Insurance Corporation (FDIC)
Value at Risk: Parametric Method, Monte Carlo Simulation, Historical Simulation, RiskMetrics Group