"Predicting Response To Anti-Pd-1 Immunotherapy In Metastatic Melanoma" by James William Smithy

Date of Award

January 2017

Document Type

Open Access Thesis

Degree Name

Medical Doctor (MD)

Department

Medicine

First Advisor

David L. Rimm

Abstract

Predictive biomarkers for antibodies against programmed death 1 (PD-1) remain a major unmet need in metastatic melanoma. Thus, we evaluated three alternative tissue- and blood based markers biomarkers for response to anti-PD-1 therapy. First, pre-treatment melanoma samples were assayed for expression of: 1) IRF-1, a PD-L1 transcription factor, as a proxy for a tumor’s capacity to express PD-L1, and 2) an immune activation panel consisting of CD3, Ki67, and Granzyme B to distinguish immune-active and immune-quiescent tumors. Additionally, we conducted pilot studies to determine the feasibility of measuring soluble PD-L1 in the plasma of cancer patients.

For tissue-based assays, samples from melanoma patients that received nivolumab, pembrolizumab, or combination ipilimumab/nivolumab at Yale New Haven Hospital from May 2013 to March 2016 were collected. Expression of IRF-1 and PD-L1 in archival pre-treatment formalin-fixed, paraffin-embedded tumor samples were assessed by the AQUA method of quantitative immunofluorescence. Objective radiographic response (ORR) and progression-free survival (PFS) were assessed using modified RECIST v1.1 criteria. For pilot studies of sPD-L1, plasma from 62 patients with non-small cell lung cancer and 10 cancer-free controls were accessed from pre-existing de-identified tissue banks at Yale School of Medicine.

Nuclear IRF-1 expression was higher in patients with partial or complete response (PR/CR) than in patients with stable or progressive disease (SD/PD) (p = 0.044). There was an insignificant trend toward higher PD-L1 expression in patients with PR/CR (p = 0.085). PFS was higher in the IRF-1-high group than the IRF-1-low group (p = 0.017), while PD-L1 expression had no effect on PFS (p = 0.83). In a subset analysis, a strong association between IRF-1 and PFS is seen in patients treated with combination ipilimumab and nivolumab (p = 0.0051). Higher CD3 infiltrates were more likely to be associated with PR/CR (p = 0.0067) and with improved PFS (p = 0.017). Conversely, higher expression of Granzyme B within CD3+ cells was associated with SD/PD (p = 0.023) and a trend toward inferior PFS (p = 0.066). Soluble PD-L1 in human plasma was detected by ELISA, and was elevated in NSCLC cases compared to controls (p < 0.0001).

As a measure of PD-L1 expression capability, IRF-1 expression may be a more valuable predictive biomarker for anti-PD-1 therapy than PD-L1 itself. Additionally, patients with quiescent immune infiltrates may benefit more from anti-PD-1 therapy than those with immune-active tumors. The viability of plasma-based predictive biomarkers for immunotherapies warrants additional investigation.

Comments

This is an Open Access Thesis.

Open Access

This Article is Open Access

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